Market abuse and insider dealing

Overview: 

With record fines for benchmark manipulation and criminal prosecutions for insider dealing and market manipulation, this course aims to provide an overview of the UK Market Abuse regime. It covers the FCA’s rules on market abuse and gives practical examples of the different behaviours covered by the regulations. It also looks at UK criminal Insider Dealing legislation and penalties. The course provides examples of best practice and recent examples of enforcements and upcoming changes to the regulations.

Learning Outcomes: 

On completion of this course, you will have a greater understanding of:

  • The FCA’s rules on Market Abuse and how they apply
  • The UK Insider Dealing Legislation and criminal penalties
  • The different types of market abuse behaviours and recent examples of enforcements
  • Examples of best practice and an overview of upcoming changes to the regulations.

Authored by: Emma Martin

Emma Martin is a Barrister with over 15 years’ experience of financial regulation. Her main focus of expertise is Financial Crime and Regulation. Emma has worked for a number of major financial services institutions and has extensive experience of writing and delivering training for city institutions.

CPD Points: 1

CPD Duration (hours): 1

Access: 12 months from purchase date

Price (excludes VAT): £35.00